Climate Change Global Warming.

How Climate Change Is Impacting Financial Planning

Advisors find global warming is affecting clients’ home insurance and property costs.

PIABA: FINRA Rules on Residential Offices ‘Fundamentally Flawed’

The proposed rule would make remote examinations of the residential offices a permanent part of FINRA’s process, but PIABA President Hugh Berkson warns it would allow reps to skirt oversight.